Posts Tagged ‘SEC’

Fundamental Rethinking of Financial Disclosure

Monday, October 27th, 2008

The Securities and Exchange Commission has asked investors and investment advisers to help them engage in “a fundamental rethinking of financial disclosure, beginning with the basic purposes of disclosure from the perspective of investors and markets.” This sounds too good to be true, because in a sense it is. The 21st Century Disclosure Initiative, as […]

The Thanksgiving Column

Wednesday, January 30th, 2008

Thanks (presumably) to 34,000 emails vehemently opposing the repeal of shareholders’ right to file non-binding ballot proposals, social investors dodged a bullet this fall. On November 28, the Securities and Exchange Commission failed to follow through on its earlier hints that the rules governing shareholder proposals might be significantly tightened, even to the point of […]

2008 Advocacy Priorities

Tuesday, January 29th, 2008

For the 2007-2008 shareholder resolution season (which roughly parallels an academic year), Trillium Asset Management Corporation (”Trillium”) has filed 18 shareholder proposals addressing a wide range of environmental and social justice concerns. Thirteen resolutions on which we are acting as lead* filer are highlighted in this article. All the proposals we are involved in are […]

SEC Proposals Threaten Shareholder Advocates’ Rights to File Resolutions

Monday, October 1st, 2007

The cicada is a locust-like insect that emerges from a long hibernation every umpteen years to create an incessant buzzing across the country. Equally annoying in death as in life, when spent, cicadas drop from trees en masse, littering once-pleasant lawns and parks with piles of crunchy carcasses.
On this tenth anniversary of the last Securities […]


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